Compliance and Risk Management Specialist

The candidate has a strong background in compliance, regulatory affairs, and legal operations within the financial services and legal sectors. They specialize in Anti-Money Laundering (AML) operations, including transaction monitoring, KYC, EDD, and fraud investigation, with expertise in regulatory compliance such as GDPR, FATCA/CRS, MIFID II, and EMIR reporting. The candidate has significant experience in handling suspicious transactions, fraud reporting, and risk management. They are skilled in the analysis of bank statements, tax reports, and various financial documents, ensuring compliance with financial regulations across multiple European jurisdictions. Additionally, the candidate has a solid understanding of legal frameworks, having worked on drafting legal documents, managing contracts, and representing clients in legal matters, particularly in the renewable energy sector. Their work also includes managing payment processes, chargebacks, and reconciliation of trades. The candidate has extensive experience in onboarding, due diligence, and legal compliance within a financial services environment. They are also proficient in case risk analysis and presenting findings to committees. Their background in legal practice further strengthens their ability to handle complex compliance and regulatory challenges effectively.